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Policy and Politics: The Regulatory and Legislative Landscape for RIAs in 2020 and Beyond

Session Speakers
Session Description

Why attend:
Learn how current and future policies may affect the markets, the financial services industry and clients’ portfolios, and what the legislative and regulatory landscape may mean for your firm.

Session details:
With all eyes focused on the upcoming presidential race, join Michael Townsend, Schwab’s resident Washington insider, as he sorts through the noise and the nonsense to focus on the issues that matter most to investors and RIAs.  Mike will discuss the latest developments on key policy issues on Capitol Hill, regulatory proposals that could affect investors, and how the policy agenda could look very different depending on the outcome of the 2020 elections.  The session will cover:

  • The 2020 legislative and regulatory agenda for the financial services industry
  • The latest on proposals affecting taxes and retirement savings
  • How regulatory developments could impact companies and sectors
  • Key SEC enforcement priorities for RIAs
  • A look ahead at thee 2020 battles for the White House and control of Congress

Additional Information
CIMA-1.5 hrs, CE-1 hr
Education Session
1h
Session Schedule