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Reevaluating Conflicts of Interest for Independent Advisors

Session Speakers
Session Description

Why attend:
Explore potential conflicts of interest that affect many advisors and develop strategies to resolve them.

Session details:
Amidst all that’s changing, from diminishing brokerage commissions to elevated standards of care, independent advisors increasingly face complex situations that can lead to conflicts of interest. Some are difficult to manage because advisors are blinded by their own good intentions. Though they are inevitable, conflicts of interest—many of which may not be obvious—are moral problems that must be addressed by removing, managing, and disclosing them. Gain insight into:

  • The multiple (and often overlooked) conflicts of interest RIA’s typically face
  • Why conflicts should not be seen as a cause for concern but rather as a normal business risk to be managed thoughtfully and proactively
  • Best practices and strategies for evaluating and resolving these conflicts

Additional Information
Not Eligible for Credit
Education Session
1h 15m
Session Schedule