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The Fiduciary Rule: How It Impacts Retirement Planning Advising

Session Speakers
Session Description

Why Attend
Become informed about the ways in which the Department of Labor Fiduciary Rule affects advisory services provided to IRA and defined contribution plan holders.

Session Details
When does the advice you provide for 401 (k) and 403 (b) plans fall under the Department of Labor (DOL) Fiduciary Rule? Find out from a subject-matter expert how to respond to the requirements of the Conflict of Interest Rule, which became effective in July 2017 and will have certain provisions enforceable in 2018. Learn:

  • How the expansion of the ERISA fiduciary requirements affects advice provided to IRA owners and beneficiaries
  • What actions are now considered fiduciary ones
  • Who is considered a fiduciary
  • How the IRA and defined contributions markets may be affected by the regulation

Additional Information
CIMA-1.5 hrs, CPE-1.5 hrs, CE-1.5 hrs
Pre-Conference Session
1h 15m
Session Schedule