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Interactive Ethics

Session Speakers
Session Description

Why Attend
Gain a deeper understanding of the CFP Board’s advisor ethics requirements for 2017 using polls, games, and case studies. 

Session Details
Understanding the ethical conduct that guides the wealth management industry is a must for every advisor. In a two-hour interactive session based on four case studies, a subject-matter expert will cover the six learning objectives required by the CFP Board for ethics training in 2017. Attendees will learn how to:

  • Define a financial planning engagement
  • Analyze facts to determine if a planning relationship exists
  • Differentiate between standards of care
  • Apply practice standards to a hypothetical agreement
  • Identify information that must be disclosed to a client in writing
  • Define the required information that must be disclosed to prospects and clients, and when this should occur

Additional Information
CPE-2 hrs, CE-2 hrs
Extended Education Session
2h
Session Schedule