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Ethics 2016

Session Speakers
Session Description

Why Attend
Meet the CFP Board’s ethics training requirement for 2016 in this two-hour extended education session.

Session Details
Participate in an interactive and engaging session that will cover the six objectives of the 2016 ethics training requirement. Through live polling and case studies, you learn how to:

  • Define and discuss a financial planning engagement, material elements of financial planning, and the financial planning process
  • Analyze specific fact patterns to determine if a financial planning relationship exists
  • Differentiate between the standards of care set forth in Rules 1.4 and 4.5 of the Rules of Conduct, and apply each standard of care to specific factual situations
  • Apply each practice standard set forth in the Financial Planning Practice Standards to a hypothetical financial planning engagement
  • Identify the information that must be disclosed to the client in writing by a CFP® professional who is engaged in a financial planning relationship or providing material elements of financial planning
  • Define the required information that must be disclosed to clients and prospective clients, when that information must be disclosed, and apply each disclosure requirement to specific factual situations

Additional Information
CPE-2 hrs
Education Session
2h
Session Schedule